Part I Rules for Specific Bodies
Financial Services and Markets Act 2000 (2000 c 8) | Legislation

SCHEDULE 15 Information and Investigations: Connected Persons

Sections 165(11) and 171(4)

Part I Rules for Specific Bodies

Corporate bodies

1

If the authorised person (“BC”) is a body corporate, a person who is or has been—

(a)     an officer or manager of BC or of a parent undertaking of BC;

(b)     an employee of BC;

(c)     an agent of BC or of a parent undertaking of BC.

Partnerships

2

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