165 [Regulators'] power to require information[: authorised persons etc]
Financial Services and Markets Act 2000 (2000 c 8) | Legislation

Part XI Information Gathering and Investigations

Powers to gather information

165  [Regulators'] power to require information[: authorised persons etc]

(1)     [Either regulator] may, by notice in writing given to an authorised person, require him—

(a)     to provide specified information or information of a specified description; or

(b)     to produce specified documents or documents of a specified description.

(2)     The information or documents must be provided or produced—

(a)     before the end of such reasonable period as may be specified; and

(b)     at such place as may be specified.

(3)     An officer who has written authorisation from the [regulator] to do so may require an authorised person without delay—

(a)     to provide the officer with specified information or information of a specified description; or

(b)     to produce to him specified documents or documents of a specified description.

(4)     This section applies only to[—

(a)]

Powered by Lexis+®
 

Popular documents

LEXISNEXIS

What is electronic money?

What is electronic money?BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered into following the UK’s withdrawal from the EU. Following IP completion day, key transitional arrangements come to an end and significant

LEXISNEXIS

Notice of assignment

notice of [assignment OR transfer]To: [insert name of landlord][of [insert address] OR whose registered office is at [insert address] Company number [insert number]][and][To: [insert name of head landlord]][of [insert address] OR whose registered office is at [insert address] Company number [insert

LEXISNEXIS

Grounds of appeal—introducing new evidence

Grounds of appeal—introducing new evidenceCoronavirus (COVID-19): The guidance detailing normal practice set out in this Practice Note may be affected by measures concerning process and procedure in the civil courts that have been introduced as a result of the coronavirus (COVID-19) pandemic. The

LEXISNEXIS

Arms length management organisations (ALMOs)

Arms length management organisations (ALMOs)An arms length management organisation (ALMO) is a not-for-profit company that provides housing services on behalf of a local housing authority (LHA). Usually an ALMO is set up by the LHA to manage and improve all or part of its housing stock with the LHA