67 Disciplinary measures: procedure and right to refer to Tribunal
Financial Services and Markets Act 2000 (2000 c 8) | Legislation

67  Disciplinary measures: procedure and right to refer to Tribunal

(1)     If [a regulator] proposes to take action against a person under section 66, it must give him a warning notice[; and if it proposes to take action under subsection (3)(aa)[, (ab) or (ac)] of that section, it must also give each of the other interested parties a warning notice].

(2)     A warning notice about a proposal to impose a penalty must state the amount of the penalty.

[(2A)     A warning notice about a proposal—

(a)     to suspend an approval, or

(b)     to impose a [condition] in

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