[66A Misconduct: action by the FCA]
Financial Services and Markets Act 2000 (2000 c 8) | Legislation

[66A  Misconduct: action by the FCA]

[(1)     For the purposes of action by the FCA under section 66, a person is guilty of misconduct if any of conditions A to C is met in relation to the person.

(2)     Condition A is that—

(a)     the person has at any time failed to comply with rules made by the FCA under section 64A, and

(b)     at that time the person was—

(i)     an approved person, . . .

(ii)     an employee of [an] authorised person[, or

(iii)     a director of an authorised person].

(3)     Condition B is that—

(a)     the person has

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