57 Prohibition orders: procedure and right to refer to Tribunal
Financial Services and Markets Act 2000 (2000 c 8) | Legislation

57  Prohibition orders: procedure and right to refer to Tribunal

(1)     If [a regulator] proposes to make a prohibition order it must give the individual concerned a warning notice.

(2)     The warning notice must set out the terms of the prohibition.

(3)     If [a regulator] decides to make a prohibition order it must give the individual concerned a decision notice.

(4)     The decision notice must—

(a)     name the individual to whom the prohibition order applies;

(b)     set out the

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